Careers

We may be a good fit if you:

  • Prefer service to sales.
  • Practice gratitude.
  • Enjoy helping others and giving back to your community.
  • Like to work in a team setting.
  • Are self-motivated.
  • Are being driven crazy by compliance and are frustrated by being managed by the lowest common denominator.
  • Would like freedom to quickly adopt new technology.

Advisors:

  • You will need to complete a background and credit check.
  • You must have a clean record, there must not be any disclosures on your U-4.
  • For advisors with an existing client base at an independent broker dealer, the grass doesn't just look greener on the other side, it is greener. Reach out to touch base. All conversations will be confidential.
  • For advisors with an existing client base you must be fee-only, or willing to be fee-only.
  • For advisors without any existing clients, be prepared for a four year apprenticeship.
  • We operate under a team-based philosophy. We all take a salary, with bonus based on the profitability of the firm, and a clear path to partnership based on your contributions.

Interns:

  • We will work with your availability, but school comes first.
  • A 15-20 hour work week is expected while school is in session. Unless you are training, this is a combination of in-person and virtual work.
  • The position pays minimum wage.
  • We typically hire interns for their sophomore and junior years.
    • This is a two-year (24 months) commitment.
    • It complements the business classes you take during those academic years.
    • Even if you do not go into the field, you will acquire basic knowledge of personal finance and be comfortable with financial terms and theories.
  • During the first six months, you will learn from another intern.
  • As you complete the basic tasks more efficiently and without errors, you will get to spend more time with interesting projects.
  • During the last six months, you mentor the next intern.

Interested?

Reach out to us detailing which position you are applying for, and why you feel you are a good fit. Be sure to include your latest resume.

ROCKFORD FINANCIAL PLANNING

Rockford Financial Planning LLC is a Registered Investment Adviser with the state of Delaware and other jurisdictions where required. Advisory services are only offered to clients or prospective clients where Rockford Financial Planning LLC and its representatives are properly registered or exempt from registration. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by RFP in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.

All written content on this site is for information purposes only. Opinions expressed herein are solely those of RFP, unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to other parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.

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